Disclosures

Private Placement Disclaimer and Attestation Form

Quarter End June 2017 NMS Rule 606 Statistics
Quarter End March 2017 NMS Rule 606 Statistics
Quarter End December 2016 NMS Rule 606 Statistics
Quarter End September 2016 NMS Rule 606 Statistics
Quarter End June 2016 NMS Rule 606 Statistics
Quarter End March 2016 NMS Rule 606 Statistics
Quarter End December 2015 NMS Rule 606 Statistics
Quarter End September 2015 NMS Rule 606 Statistics
Quarter End June 2015 NMS Rule 606 Statistics
Quarter End March 2015 NMS Rule 606 Statistics
Quarter End December 2014 NMS Rule 606 Statistics
Quarter End September 2014 NMS Rule 606 Statistics
Quarter End June 2014 NMS Rule 606 Statistics
Quarter End March 2014 NMS Rule 606 Statistics
Quarter End December 2013 NMS Rule 606 Statistics
Quarter End September 2013 NMS Rule 606 Statistics
Quarter End June 2013 NMS Rule 606 Statistics
Quarter End March 2013 NMS Rule 606 Statistics
Quarter End December 2012 NMS Rule 606 Statistics
Quarter End September 2012 NMS Rule 606 Statistics
Quarter End June 2012 NMS Rule 606 Statistics
Quarter End March 2012 NMS Rule 606 Statistics

* In compliance with Rule 606 (formerly RuleĀ 11Ac1-6(c)), information is available to interested customers upon request regarding routing information on specific orders.

Please send all requests to prand@agcpartners.com or call +1 617-261-4100 and ask for the Compliance Department.