NMS Rule 606 Statistics
Quarter End September 30, 2020
AGC Partners

   
     
                                    


 

 

Order Routing: SEC Regulation NMS Rule 606

In compliance with SEC Regulation NMS Rule 606 (formerly Rule 11Ac1-6) AGC Partners, LLC is currently exempt from the public posting requirements under the De Minimus exemption set out in Question 20 of SEC Staff Legal Bulletin No. 13A dated October 16, 2001.

 
   
 
In compliance with Rule 606 (formerly Rule 11Ac1-6(c)), information is available to interested customers upon request regarding routing information on specific orders.  Please send all requests to prand@agcpartners.com or call 617-261-4100 and ask for the Compliance Department.
   
   
 
 
 
 
 
 
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